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Frequently Asked Questions for staff, relating to the UK Covid-19 Inquiry.

1. What is the UK Covid-19 Inquiry about?

This is a statutory public inquiry set up under the Inquiries Act 2005 to examine the UK’s response to and impact of the Covid-19 pandemic, and learn lessons for the future.

2. What is the Inquiry looking into?

The remit sets out that the Inquiry is to examine, consider and report on preparations and the response to the pandemic in England, Wales, Scotland and Northern Ireland, up to and including the Inquiry’s formal setting-up date, 28 June 2022.

The Terms of Reference of the Inquiry specify its remit and the issues it will be examining in more detail.

3. Who is conducting the UK Covid-19 Inquiry?

Baroness Hallett, who is the Chair of the Inquiry, is responsible for the direction and manner of the Inquiry. She acts in an independent capacity. A Public Inquiry is inquisitorial in nature, not adversarial, so the Chair performs more of an examining role than a judge would in court proceedings.

4. What is a Public Inquiry?

A Public Inquiry is a formal, independent review relating to particular events which have caused or have potential to cause public concern, or where there is public concern that particular events may have occurred. The aim of a Public Inquiry is to help to restore public confidence in systems or services by investigating the facts through consideration of documentary and witness evidence, to determine what happened and help prevent recurrence.

5. What is the outcome of a Public Inquiry?

The outcome of a Public Inquiry is the production by the Chair, with input from the Inquiry Team, of a report which details key findings of fact and makes recommendations for the future. The Chair cannot make any findings of civil or criminal liability, nor can she award any compensation.

6. Is the UK Covid-19 Inquiry directed at my actions?

It is the role of the Inquiry Team to gather evidence from varied sources, including witness evidence from individuals with knowledge of the relevant circumstances.

You may be asked to provide a witness statement to assist the Inquiry Team with its investigations (see Q.14 below). However, the findings and recommendations detailed in the Chair’s report will be directed towards the UK and devolved governments and not at particular individuals.

7. What is the format of the UK Covid-19 Inquiry?

The Chair has decided to divide the investigations into modules, each with a preliminary hearing and full hearing. Active modules are currently:

  • Resilience and preparedness (1);
  • Core UK decision-making and political governance (2);
  • Impact of Covid-19 pandemic on healthcare systems in the 4 nations of the UK (3);
  • Vaccines and therapeutics (4);
  • Procurement (5).

Future modules will be announced in due course. For each module evidence including witness statements is requested from Core Participants and heard within the full hearings along with further oral evidence if required.

8. When are the Inquiry Hearings being held?

Module 1 public hearing began 13 June 2023 and concluded after 23 days, with a preliminary hearing 4 October 2022. Module 2 had 3 preliminary hearings over 2022 and 2023 and public hearings began 3 October 2023, continuing over 2023.

Module 2 in addition has Modules 2A, 2B and 2C examining the role of the devolved administrations. Module 2A concerns Scotland and has had 3 preliminary hearings over 2022 and 2023 with public hearings scheduled for January 2024. 2 preliminary hearings for Module 3 have also been held.

9. Where are the Inquiry Hearings held?

The public hearings are being held at Dorland House, London, W2 6BU.

10. Are the hearings public?

Public inquiries are open to the public and the media. Seats should be reserved in advance with a few available on the day. Proceedings are being live-streamed on the Inquiry’s YouTube channel.

11. Can I catch up with the proceedings at a later date?

The hearings will continue to be available to watch on the Inquiry’s YouTube

channel after the hearing. Transcripts of the hearings will also be published daily, unless any contrary order or restriction notice is in place.

12. What did the initial hearing cover?

Module 1 examined preparedness and planning with submissions from

government, public health, professional and campaigning organisations.

Module 2 is currently examining UK government decision making including the perspectives of government members, campaigners and experts.

13. Will I be approached by the Inquiry Team to provide a witness statement?

At present statements have only been supplied from organisations and scrutiny of healthcare has not yet begun.

14. Do I have to provide a witness statement if requested to do so?

Yes. Lady Hallett has powers under the Inquiries Act 2005 to compel a person to give evidence to the Inquiry. If you do not comply with a requirement by the Chair, you may be found to have committed a criminal offence.

As yet no statements have been taken from NHS Scotland staff.

15. As a former NHS employee, do I still have to cooperate with the Inquiry?

Yes. Lady Hallett has powers under the Inquiries Act 2005 to compel any person to give evidence to the Inquiry. If you do not comply with a requirement by the Chair, you may be found to have committed a criminal offence.

As yet no statements have been taken from NHS Scotland staff.

16. What happens next?

Scrutiny of healthcare processes has not yet begun, and no witness statements have been requested from NHS Scotland staff. The following points are therefore based on experiences from other public inquiries.

17. Who can I take with me to a witness interview?

You may have somebody present with you at a witness interview, such as a work colleague, friend, official from your Trade Union or Professional Organisation, or a solicitor from the NHS Central Legal Office’s (“CLO”) dedicated Covid-19 Inquiries team (which is acting for the Scottish territorial and special health boards in the Inquiry). It is recommended that whoever accompanies you is not themselves likely to be asked to provide a statement. The recommendation is that a solicitor from CLO attends with you to provide as full legal support as possible.

18. Can I obtain separate legal representation?

NHSGGC will support you as fully as possible throughout your involvement in the UK Covid-19 Inquiry. However, if you would prefer to be accompanied by an independent solicitor, the Inquiries Act 2005 allows for the possibility of an award of funding for legal representation for witnesses; applications for funding for legal representation must be approved in advance. You should speak with the Inquiry’s witness support team about this.

19. What happens at the witness interview?

There are likely to be two members of the Inquiry team in attendance, who will take your statement, by asking you questions and referring you to documentation for your comment. Giving a witness statement may take some time. The statement takers will allow regular breaks, but you should feel free to ask for breaks whenever you want. If a meeting is likely to last a long time, the interview will be spread over more than one day. Consider making your own notes of the interview; this will help in remembering what was said when you receive the draft statement of your interview.

20. Do I get a chance to see, and make changes to, my statement before it is finalised?

Shortly after your interview, you will receive a draft copy of your witness statement. This must be read thoroughly and any changes, additions or deletions can be made at this stage. You should sign the statement once you are satisfied that it accurately reflects your evidence. You may be asked to provide electronic verification in place of a signature, if the process is taking place remotely. Once the statement is signed, it then becomes your evidence to the Inquiry. If you subsequently wish to say something more, you can make a further statement.

21. Will my witness statement be public and will it attract media interest?

Evidence for hearings is currently published on the Inquiry website several days prior to hearings, so the media will have access to materials before and during each stage of the Inquiry hearings. This could lead to witnesses being quoted in media reports prior to appearing at the Inquiry.

22. Will I be called as a witness at the Inquiry?

Any member of staff who has been interviewed and provided a statement to the Inquiry Team may then be called as a witness at the Inquiry. However, in many cases, a witness’ statement will be sufficient and they will not also be required to give evidence at a hearing.

23. What should I do to prepare before giving evidence to the Inquiry?

If you are called to give evidence, it is important that you prepare for this by:

  • Reviewing all personal notes and files, as well as the documentation provided to you by the Inquiry Team in advance of giving your witness statement.
  • Familiarising yourself with the hearing surroundings by viewing information about the venue on the Inquiry website (if required to attend in person).
  • Being prepared for possible media interest in the lead up to the hearing.
  • Being aware that you may have to wait at the hearing venue before you are called as a witness.
24. What should I expect when giving evidence to the Inquiry?

When called to give evidence, you must take an oath, or affirm, declaring that you will tell the truth at all times.

You are then likely to be questioned on who you are, your qualifications and experience, and your place of work before going on to the circumstances surrounding the issues under scrutiny at the hearing.

25. What are the key tips to remember when giving evidence?

Listen carefully to the questions you are asked and take time to consider your response. Do not feel pressured to give a “yes” or “no” response and be ready to explain your view. If you can’t remember the date of an event or don’t know the answer to a question, say so – don’t try to guess and do not speculate. If a question has multiple parts, break down your answer. If you are unsure of the question, ask for it to be repeated. Be calm, courteous and honest. Remain objective, and do not get personal. Speak clearly and concisely, and be ready to confirm your evidence from notes taken at the time, or by reference to your witness statement. If your role is a central one, be prepared for a possible lengthy session in the witness box which may last several hours.

Do:

  • Be fully familiar with the issues in the topic under discussion
  • Give detailed and relevant answers
  • Say if you cannot remember
  • Be alert and astute to the atmosphere in the venue
  • Direct your answers to the Chair, even though counsel to the Inquiry is asking the questions: the Chair is the decision maker
  • Be clear in what you say and speak loudly enough for the Chair and Counsel to the Inquiry to hear you
  • Be ready and willing to expand and explain your answers if requested
  • Be ready and willing to see the argument in opposing views but be firm and clear about your own evidence
  • Be prepared for delays
  • Be aware that this is a formal proceeding and dress appropriately
  • Try to remain calm
  • Try to avoid appearing defensive
  • Stick to the facts – don’t make assumptions about what other people did or did not do
  • Try to avoid jargon, medical or hospital language that others may not understand

Try not to:

  • React emotionally
  • Be arrogant, impatient, aggressive, rude, argumentative or appear patronising
26. What happens if I am approached by a journalist?

Should you be approached by a journalist there is no obligation for you to make comment. The media may also take photographs of witnesses arriving at or departing from the Inquiry.

The NHSGGC Communications team is on hand to advise and support you if you are in any doubt about what to do if contacted by the press. They can be contacted by telephone, 0141 201 4429, or email, pressoffice@ggc.scot.nhs.uk, 24/7.

27. Is there anyone at NHSGGC I can talk to about my participation in the Inquiry?

Yes. NHSGGC is fully committed to providing support to all staff who may be involved in the UK Covid-19 Inquiry. NHSGGC Legal Office operates a “Witness Service” that offers support and guidance to all witnesses asked to give evidence at a hearing. The service they can provide which would be helpful to any NHS staff member if required is:

  • Practical help
  • Information on Inquiry procedures
  • Guidance regarding further support
  • A listening ear for anxieties/concerns

If you would like support from this service generally, or if you are invited to give a statement / evidence, please contact Rachel McGowan, 07583 121674 or rachel.mcgowan@ggc.scot.nhs.uk

Additionally, the NHS Central Legal Office (“CLO”) is acting for the Scottish territorial and special health boards in the Inquiry. The CLO has a dedicated Covid-19 Inquiries team which is working alongside the Witness Service and can provide you with as full legal support as required, including accompanying you, if requested, to any witness interview meeting.

Of course, you may also seek support and advice from your Trade Union or Professional Organisation.

28. Am I obliged to provide a precognition to the CLO if requested to do so?

A precognition is an informal statement, used for internal purposes only, and not for wider disclosure, and is covered by legal privilege. The CLO might suggest that they take a precognition from you as part of its fact-finding phase. While you are not obliged to provide such a statement to the CLO, we would strongly advise you to do so: this process assists with building your own picture of the events to which you can speak; and if called by the Inquiry to give evidence, you must do so, so having taken the preparatory step of assimilating your recollection of matters in advance of that more formal process is hugely beneficial.

29. Will what I say to a CLO solicitor be in the public domain?

No. Any conversation you may have with a member of the CLO team is confidential and is covered by legal professional privilege, whereby written or oral confidential communications between a lawyer and a client are protected for the purpose of giving or receiving legal advice.

30. Is there anyone on the Inquiry Team I can speak to for support?

As yet no statements have been taken from NHS Scotland staff.

Staff can contact the NHSGGC Occupational Health Service for counselling support.  Mental Health and Wellbeing resources area also available from HR Connect.

31. What if the material is sensitive, contains personal data or is legally privileged?

There are protocols in place to deal with the provision of sensitive or legally privileged material, including an application by the CLO to the Inquiry Team for an order for redaction (obscuring parts of text) or restriction of the publication of the material.

32. If asked to provide certain documentation relating to the issues set out in the Terms of Reference by a solicitor from the CLO, should I do so?

Yes. The CLO is supporting NHSGGC in the information-gathering stage of Inquiry preparations. Part of that exercise comprises a review of documentation and an assessment of its relevance to the Inquiry’s Terms of Reference and to the specific Requests for Information which the Inquiry Team has made. The provision of any documentation to the CLO does not mean that there will be automatic onward provision of this documentation to the Inquiry Team.

Subject to certain exceptions, should any material be considered to be relevant to these Requests, there is a legal obligation for this to be provided by NHSGGC, or the CLO on its behalf, to the Inquiry Team.

33. I have heard that there is also a Police investigation, is that correct?

There is an ongoing investigation by the Crown Office and Procurator Fiscal Service, supported by Police Scotland, into certain deaths associated with Covid-19. Please see the Scottish Covid Inquiry FAQs document for more about this.

Why It’s Important

Staff engagement is a critical factor that can significantly improve the success and impact of your team. This webpage provides essential information on why staff engagement is important and some practical resources for managers to draw on to make this real in your team.

Benefits of Staff Engagement

Engaged employees tend to be more motivated and committed to their work. When employees are engaged, they are more likely to put in discretionary effort, go above and beyond their job responsibilities, and find innovative solutions to challenges. This increased productivity can lead to better overall performance and improved bottom-line results for your organisation.

Staff engagement plays a vital role in reducing turnover rates. Engaged employees feel a stronger sense of loyalty and connection to the organisation. They are more likely to stay with the company for the long term, reducing recruitment and training costs associated with high turnover. Additionally, a stable workforce leads to greater continuity, knowledge retention, and a stronger team dynamic.

Improve Organisational Culture: Staff engagement contributes to a positive organisational culture. When employees feel valued, respected, and involved, it creates a supportive work environment where collaboration, trust, and open communication thrive. This positive culture promotes teamwork, employee satisfaction, and a sense of belonging, leading to higher morale and overall well-being within the workplace.

Enhance the Patient Experience: Engaged employees have a direct impact on the experience of our patients, customers and others we provide services to. When employees are enthusiastic about their work and genuinely care about the success of the organisation, it reflects in their interactions with patients and other end users. Engaged staff members are more likely to deliver exceptional service and build stronger relationships. On that basis, good staff engagement is a great way to bring the NHSGGC values to life with your team. 

Foster Innovation: A culture of staff engagement fosters creativity and innovation. Engaged employees feel empowered to share their ideas, provide feedback, and contribute to problem-solving. By encouraging and valuing employee input, managers can tap into a diverse range of perspectives and harness the collective intelligence of the team. This collaborative environment nurtures innovation and continuous improvement.

Staff engagement is a crucial element for any successful organisation. By prioritising staff engagement, managers can unlock numerous benefits such as increased productivity, improved retention rates, a positive organisational culture, enhanced customer satisfaction, and a fostered environment for innovation. Remember, engaged employees are more likely to go the extra mile and contribute to the overall success and growth of the company.

Current Staff Engagement Resources and Frameworks

Understanding what is in place currently, and what you, as managers, already do to engage your team, is the first step. The information below showcases a few examples of the tools already available to you:

• Team meetings / huddles
• One to Ones
Personal Development Planning and Review discussions
Core Brief/ Team Brief/ local newsletters
• Use of MS Teams
Collaborative Conversations
iMatter action planning

Below, we’ve outlined further resources, guidance and practical support, which will help you to create a more engaged, motivated, and person-centred team that will ultimately drive forward a positive staff experience.

Further Resources

For further resources on staff engagement, we recommend exploring the following links: –

Internal Resources

Managers’ Guide

Click here to view our “Equality Law: A Manager’s Guide to Getting it Right” document.

Personal Development Planning and Review

Click here to view information relating to Personal Development Planning and Review.

iMatter: Staff Experience Success Stories

Click here to view the Staff Experience Success Stories page which provide examples of how action planning discussions can influence improvement going forward.

How to Run Engaging Improvement Sessions

Click here to view our iMatter page, where you can access information for action planning as a team and as a line manager.

Learn-pro Modules

LP CPD: Coaching and mentoring – learnPro NHS – Homepage (learnprouk.com)

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External guidance/information

Jos de Jong: The power of staff engagement

In this talk, Jos de Jong shares his insights on how to create engagement with staff. He talks about the importance of creating a sense of purpose, providing opportunities for growth, and building trust.

Dan Ariely: What makes us feel good about our work? 

In this talk, Dan Ariely argues that people thrive more from a sense of purpose and progress than from happiness. He shares insights on how leaders can create an environment where workers care about what they do and feel cared about in return. Click the link below to view the talk.

Dan Ariely: What makes us feel good about our work? | TED Talk

Practical tools

How to Run Engaging Online Sessions

Click here to view useful links / QR Codes to YouTube videos covering the following topics:

  • Creating a poll in advance of a MS Teams meeting starting
  • Creation and use of whiteboards within MS Teams
  • How to create MS Forms
  • How to set up and manage breakout rooms in MS Teams
  • Setting up and using Google Jamboards
  • How to use Mentimeter
How to Run Local Staff Surveys

The Knowledge Services Team can help with running Staff Surveys – they recommend and can provide training on Webropol for this.

On this page

Code of Conduct for Staff

Code of Conduct for Staff

The Board Code of Conduct Policy sets out standards of business conduct including ensuring the interests of patients remains paramount at all times, that all staff are impartial and honest in the conduct of their business and that public funds are used to the best advantage of the service. The Fraud policy is also contained within this document.

The Whistleblowing Policy is also contained within this document and can be accessed by staff to raise a qualifying disclosure under the Public Interest Disclosure Act 1998. This Policy is available to all staff, including full-time, part-time, temporary, as well as agency and bank workers and ex-staff of NHS Greater Glasgow & Clyde.

 All staff have a responsibility to protect patients from risk of harm posed by another colleague’s conduct, performance or health by taking immediate steps to ensure their concerns are dealt with or raised for appropriate investigation. The Board promotes a culture in which staff can raise concerns openly and safely. 

Top Tips on the policy….

1. If a member of staff has a concern about patient safety, malpractice, misconduct, wrongdoing or serious risk at work, they are encouraged to raise these with their Line Manager in the first instance. This may be done verbally or in writing.

  1.  If a member of staff feels unable to raise the matter with their Line Manager or does not think that this would effectively address the concern, or where this action has been tried but has not led to action that addresses the action or addresses it within a reasonable period of time for whatever reason, they should then raise the matter with a designated list of Senior Managers who have been trained to deal with any issues from staff raised under the Whistleblowing arrangements. These Directors are named within the policy.
  2. If Steps One and Two have been followed and the member of staff still has concerns, or if they feel that the matter is so serious that they cannot discuss it with any of the above, they should contact the nominated Non Executive Member (or deputy) of the NHS Board – Contact Details via – john.hamilton@ggc.scot.nhs.uk Tel No. 0141 201 4633.

4. A National Alert Line has been established to provide an additional level of support to staff who wish to raise a concern about practices within NHS Scotland. Public Concern At Work will receive staff’s calls and will offer free, confidential advice on how best to take forward any concerns. Contact Public Concern At Work on Freephone – 0800 008 6112.

Whistleblowing

Whistleblowing Policy

From 1 April 2021, the new National Whistleblowing Standards were implemented and formed the Once for Scotland Whistleblowing Policy.

The National Whistleblowing Standards are available at https://inwo.spso.org.uk/national-whistleblowing-standards

Guidance

How to raise whistleblowing concerns

Recording Whistleblowing Complaints

Bullying and Harassment

Policy and Supporting Documentation

The NHS Scotland Workforce Bullying and Harassment Policy provides a process to ensure that concerns about standards of conduct, inappropriate behaviour or wilful misconduct are managed in a fair, consistent and timely manner.

The purpose of this policy is to support dignity and respect at work and to help foster a positive and dignified workplace culture. The policy describes the courses of action open to members of staff who experience unacceptable or inappropriate behaviour but also how, as an organisation we aim to minimise the incidents of such behaviour occurring in the first place.

For all bullying and harassment claims please use the above link to access the policy and extensive supporting documentation including the Workforce Investigation Process. Please also see links to Bullying and Harassment Factsheet and Confidential Contacts.

To obtain HR Support for the Workforce Investigation Process, please complete the Request to Initiate HR Support.

Mediation

NHS Scotland Workforce policies also provide a guide to supportive conversations and mediation.

Mediation can enable you to improve your working relationship with colleagues and help both parties find the best way forward.

Mediation can be used at any stage of conflict as long as any formal proceedings have been put on hold. Typically it is more effective the earlier on that it is used. However, there may also be situations in which formal proceedings have already taken place where mediation can be invaluable as a way to repair working relationships.

Bullying and Harassment FAQs
What does the Bullying and Harassment policy mean for me?

Everyone has a role to play to ensure we have workplaces where we treat each other with dignity and respect. You should use the launch of this new policy to speak with your colleagues and line manager about the way you work together; to discuss whether people are clear about what is acceptable or not acceptable, including the way you speak to each other, and how you deal with issues. If you have encountered disrespectful behaviour from a colleague, use the new policy to have the confidence to speak up and give feedback.

What resources are available for me to develop confidence and skills to have a difficult conversation or give feedback?

You can build this into your PDP discussion with your Line Manager and get support for this. There are resources available on Staffnet, FTFT online under ‘Our culture’, in particular Hints and Tips for Giving Feedback. You could discuss with a Learning & Education Advisor or an Organisational Development Advisor to see what development options may be available to you. You can also contact the free and confidential Employee Counselling Service if you need advice about tackling a difficult issue that you are experiencing.

What is disrespectful behaviour?

Disrespectful behaviour is defined as “Rude or discourteous behaviour that causes the receiver to feel belittled or insulted or to have their reputation damaged. If left unchecked it creates an uncomfortable or even hostile work environment and could develop into bullying and harassment. Examples include use of demeaning or offensive language, shouting, openly disregarding other’s views, frequent interrupting, being deceptive or manipulative, gossiping behind another’s back (including online), being disruptive or not making a full contribution in the workplace to the detriment of colleagues”.

How is disrespectful behaviour different from bullying and harassment?

Disrespectful behaviour refers to rude or discourteous behaviour that occurs more randomly where the target is not specifically sought out to be the focus of repeated behaviour. Disrespectful behaviour can even be unintentional, hence the reason that it’s better handled one to one between yourselves or locally by your Line Manager.

Bullying is deliberate and repeated targeting of an individual over a period of time.

Harassment is defined legally as unwanted conduct related to a protected characteristic, for example a persons sex, race or sexual orientation, and may either be persistent or an isolated incident.

Allegations of bullying or harassment should be taken directly to your Line Manager (if the issue involves your Line Manager then their Manager should be approached). Such allegations are viewed extremely seriously and will be thoroughly investigated, potentially leading to disciplinary action against the individual(s) involved.

How do I know that there won’t be repercussions from raising concerns about disrespectful behaviour?

If you have taken the step to discuss the issue one to one with the colleague and the situation remains unsatisfactory or becomes worse, then you must discuss the issue with your Line Manager (or the next-in-line manager if the issue involves your immediate Line Manager). The Bullying and Harassment policy formalises a manager’s obligation to listen, discuss and explore the nature of such an issue with you and the need to take steps to resolve it.

If you experience any negative repercussions for raising the issue, this may be deemed to be victimisation. This is defined as detriment suffered by a member of staff as a result of issues or allegations they have raised in good faith, or because they have participated in an associated process, for example as a witness. This is viewed extremely seriously, leading to disciplinary action against the individual if there is evidence of this.

What is Mediation and how might it help if I seem to be having an unfixable issue with a colleague.

Mediation is where an impartial third party, the mediator, helps two or more people in dispute to attempt to reach an agreement. Any agreement comes from those in dispute, not from the mediator. The mediator is not there to judge, to say one person is right and the other wrong, or to tell those involved in the mediation what they should do. The mediator is in charge of the process of seeking to resolve the problem but not in charge of the outcome. In this regard Mediation can be an extremely helpful process, but it is not the first resort. You should always try to first resolve difficulties with a colleague on a one to one basis or by allowing your manager to attempt resolution. If this fails then your Line Manager can arrange for mediation via your local HR Advisor.

Hate Crime

NHSGGC has a comprehensive workforce policy framework designed to protect against bullying and harassment and uphold dignity and respect and the Hate Crime Protocol and Guidance offers support for people who perceive they have been victims or have witnessed a Hate Incident. These tools need to be used and observed incident must be reported to a manager and a Datix report completed
 
There’s no room for complacency. If you see it or hear it, please report it, and help make NHSGGC a better place to work for everyone.

Conduct

Policy and Supporting Documentation

The NHS Scotland Workforce Conduct Policy provides a process to ensure that concerns about standards of conduct, inappropriate behaviour or wilful misconduct are managed in a fair, consistent and timely manner. This applies to employees and workers, including back, agency and sessional workers. It does not apply when reviewing the professional conduct or competence of medical or dental staff.

For all conduct cases please use the above link to access the policy and extensive supporting documentation including the Workforce Investigation Process.

To obtain HR Support for the Workforce Investigation Process, please complete the Request to Initiate HR Support.

PVG Referral Pathway

Guidance and the Referral Pathway flowchart on PVG and the Duty to refer. 

Guidance on PVG and Duty to Refer

PVG Referral Pathway

The PVG referral form can be downloaded via the following link (see ‘How to send a referral’ section):

MyGov Scotland PVG Referral Form

Contact the HR Support and Advice Unit if you require further information or clarification.

Grievance

Policy and Supporting Documentation

The NHS Scotland Workforce Grievance Policy provides a process to ensure that concerns about standards of conduct, inappropriate behaviour or wilful misconduct are managed in a fair, consistent and timely manner.

For all grievance cases please use the above link to access the policy and extensive supporting documentation including the Workforce Investigation Process.

To obtain HR Support for the Workforce Investigation Process, please complete the Request to Initiate HR Support.

The Human Resources Support and Advice Unit (HRSAU) provides a ‘one team’ approach to provide support for managers and employees across NHS Greater Glasgow and Clyde. This helps focus resources to where they are needed most. Using a tiered approach to dealing with Human Resources enquiries and issues allows us to provide a tailored service, whether these are routine or more complex. To help us deliver this type of service we have made significant improvements to the IT support available both to you and to our own staff.

Further information regarding HR Support and Advice Unit can be found within our Service Directory.

HR Connect

HR Connect has been designed to allow managers and employees to get the information, guidance, or documentation they need on a self-service basis immediately and on a 24/7 basis. HR Connect is a ‘cloud based’ website and can be accessed out-with NHS Greater Glasgow and Clyde.

  • A “One Stop Shop” to provide immediate 24/7 access, advice and guidance for NHS Greater Glasgow and Clyde managers and employees.
  • Access information quickly and easily by clicking on the section that you need assistance with, i.e. all Human Resources & Organisational Development Policies, procedures, templates and forms.

HR Self Service Portal

If you have a question relating to policy, terms and conditions or anything else HR related please select ‘HR Enquiry’.

If you are a manager of NHSGGC staff and would like to request HR support for casework, in accordance with a HR policy and procedure, then please select ‘Request for HR Support’. A Manager Support Information pack has been created which details what would be supported by HR and our internal processes.

Please ensure that you add the link to your Favourites for easy access.

User videos have also been created in order to provide a clear demonstration of how to log an enquiry or request for HR support (case management). The videos can made full screen by clicking on the ‘Fullscreen’ arrows at the bottom right of the video.

HRSAU Phone Line

If your enquiry is urgent or you would prefer to talk to one of the HR Assistants please contact us by telephone 0141 278 2700 option 2. The team are available at the following times:

  • Monday – 9.00am until 4.00pm
  • Tuesday – 9.00am until 4.00pm
  • Wednesday – 9.00am until 4.00pm
  • Thursday – 12.00pm until 4.00pm
  • Friday – 9.00am until 4.00pm

Human Resources Support and Advice Unit (HRSAU) launched a telephone line to provide additional help to any staff member wishing to raise concerns about Bullying or Harassment. This helpline will ensure that, as well as staff receiving advice on the HR policy and processes, there will also be dedicated support provided and sign-posting to other support services that staff can be directed to during what can be a difficult time. The Bullying and Harassment factsheet can be found here. You can access the new helpline by calling 0141 201 8545, Monday, Tuesday, Wednesday and Friday from 9am to 4pm and Thursday’s between 12.00pm to 4pm.

For any assistance with salary or tax enquiries or access to the e-Payroll system, please contact the Payroll Department directly. Staff members can locate their designated Payroll Officer’s contact details on their payslips. Alternatively, the Payroll Team can be contacted on 0141 278 2903 or Payroll.Supportteam@ggc.scot.nhs.uk, quoting your payroll number or National Insurance number.

Where to Find Us?

HR Support and Advice Unit
Department of Human Resources & Organisational Development
2nd Floor, West Glasgow ACH
Dalnair Street, Yorkhill, Glasgow, G3 8SJ


NHS Scotland Workforce Policies are single, standardised policies to be used consistently and seamlessly across the NHS in Scotland.

Each workforce policy comes with extensive support to ensure the consistent application of the policies across all of NHS Scotland. These supporting documents form part of the standard for workforce policies that apply to all NHS Scotland employees.

The Once for Scotland Workforce policies are person-centred and will be applied using the NHS Scotland values: 

  • care and compassion
  • dignity and respect
  • openness, honesty and responsibility
  • quality and teamwork. 
Phase 1 – Workforce Policies Programme

The seven policies below form phase 1 of the Workforce Policies Programme and apply to all NHS employees in Scotland. Further policies will become available in later phases. Areas not addressed by these policies, will continue to be covered by the current workforce policies within NHSGGC.

  • Attendance
  • Bullying and Harassment
  • Capability
  • Conduct
  • Grievance
  • Whistleblowing
  • Workforce Policies Investigation Process
Phase 2 – Workforce Policies Programme – live from 1st November 2023

On 29th June 2023, The Scottish Workforce and Staff Governance Committee (SWAG) formally approved the 11 policies refreshed under Supporting Work Life Balance. This comprises the following workforce policies which will be active from 1st November 2023 and replace any relevant existing NHS Greater Glasgow and Clyde policies:

• Flexible Work Location

• Flexible Work Pattern

• Retirement

• Career Break

• Special Leave

• Maternity

• New Parent Support

• Shared Maternity and Shared Adoption

• Parental Leave

• Breastfeeding

• Adoption, Fostering and Kinship

Each of the above policy has been extensively reviewed and a summary of any key changes are detailed in OFS Phase 2 Key Changes

Drop in sessions have been arranged for anyone who has any questions regarding the Phase 2 policies. These will take place via MS Teams and can be accessed via the links below. We would encourage that managers review the policies initially and attend one of the sessions below if there are any questions.

Date:Time:MS Teams Link:
Thursday 9th November 202310.00am to 12noonClick here to join the meeting
Thursday 16th November 202310.00am to 12noonClick here to join the meeting

IENs and staff who support them should utilise these resources in order to facilitate a learning environment which allows them to consolidate their clinical skills and OSCE preparation course.

Internationally Educated Nurses resources 

TURAS Unit for Learners

TURAS Unit for Educators

NHSGGC IEN recruitment programme handbook

International Recruitment Toolkit

Royal Marsden Manual of Clinical and Cancer Nursing Procedures

To support learning and preparation for OSCEs, all IENs shall receive a copy of the book. If IEN has commenced within your area and has not yet received this, then please contact the PEF or email: practiceeducation@ggc.scot.nhs.uk

NES Cultural Humility Learning Resource

The NES Equality, Diversity and Human Right Team developed this digital learning resource to consider how our backgrounds and the backgrounds of others can impact our relationships. Subsequently launched by @NHSScotAcademy, it provides leaners with tools to develop their cultural humility values, attitudes and behaviours. What’s more, learners will benefit from the range of videos, reflective activities, scenarios and a resource pack.

Specifically, the NES Cultural Humility Learning Resource will enable learners to:

  • Understand the concepts that underpin cultural humility
  • Identify the key behaviours for supporting an inclusive workplace
  • Apply a reflective approach aimed at transforming practice in health and social care

Both health and social care staff can easily access the NES Cultural Humility Learning Resource from any laptop, computer or smart device through their TURAS account.

NMC Resources and Welcome to the UK workshops

Test of Competence 2021 – The Nursing and Midwifery Council (nmc.org.uk)

Adult Nursing – NMC Competence Test Centre – Northumbria University

NMC ‘Welcome to the UK’ workshops – 20th and 21st March 2024 at QEUH/GJNH

Mark Brooke, NMC Principal Regulation Adviser, Professional Practice will deliver two ‘Welcome to the UK’ workshops to accommodate 120 of NHSGGC’s IENs.  Specifically, this interactive workshop supports international nurses to transition to their UK-based role. However, please note this workshop is not for OSCE preparation.

The sessions will run on Wednesday, 20th March in QEUH, TLC, 9.00am-12.30pm and 1.30pm-4.30pm and can accomodate 60 at morning session and 60 at afternoon session. Thereafter, NHS Scotland Academy are running the same event for 20 IENs on Thursday, 21st March at GJNH.  

Due to numbers being capped, IENs MUST register to attend. Following registration, IENs will receive a confirmation email confirming which session they will attend, SCN will be copied in.  HOWEVER, PLEASE NOTE: IENs must attend at the venue, date and time confirmed.

Further sessions will be arranged for the future.

Other resources

RCN: Journey of an Internationally educated nurse short film series

The RCN launched a series of short films detailing first-hand accounts from IENs on their experience of moving to the UK.

Presentation for staff supporting IENs.

LNs/SCNs/DCNs and staff who support IENs within the clinical area are invited to the next Internationally Educated Nurse information presentations.  Afterward, there will be time for Q & A’s. Both the presentation and Q & A’s will take approximately 1 hr.

Please click on link below to book onto session:

Next session date to be confirmed

Our team work plan priorities are identified using both national and local policies, guidelines, strategic priorities, alcohol and drug trends and related issues.

We use the findings and recommendations from national and local research to inform our priorities.

Initiatives included in the team work plan are formulated and monitored using the GGC Alcohol and Drug Prevention Framework and related documents.

Our team produces and circulates a monthly Alcohol and Drug Snapshot that provides a range of information including resources, research articles, reports, events, learning and funding opportunities.

If you would like to sign up to receive our Snapshot, please contact ggc.mhead@ggc.scot.nhs.uk*.

*Please note that this is a generic admin inbox and not monitored immediately. If you, or someone you know are in distress and need an immediate response call the emergency services on 999 or NHS24 on 111.

In addition to our core work plan, members of our team provide supplementary support functions including

  • representation on local and Board wide dedicated alcohol and drug structures and allied topic structures, funding and recruitment panels,
  • strategic policy development,
  • workforce development and networking opportunities,
  • resource development and training development, delivery and evaluation,
  • consultation, advice and report writing,
  • research, monitoring and evaluation,
  • commissioning and contract management,
  • budget and project management,
  • staff recruitment panels, staff induction and on going support
  • Trevor Lakey, Health Improvement and Inequalities Manager – Mental Health, Alcohol and Drugs
  • Jo McManus, Health Improvement Lead, Drug Prevention and Harm Reduction
  • Maureen O’Neill Craig, Health Improvement Lead, Alcohol
  • Graeme Mathew, Health Improvement Senior, Alcohol Brief Intervention
  • Claire Marie Blair, Health Improvement Senior – Drugs
  • Admin, Owen Breen & Donald Boyle
  • Please note that these inboxes are not monitored immediately. If you, or someone you know are in distress and need an immediate response call the emergency services on 999 or NHS24 on 111.

The website content is under review in line with the refinement of the prevention framework and will be updated in due course.

GGC Alcohol and Drug Health Improvement Team

Glasgow City Health and Social Care Partnership Headquarters

Commonwealth House, 32 Albion Street, Glasgow, G1 1LH